Filing Details
- Accession Number:
- 0001144204-16-139063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 21:11:54
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 21:11:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928340 | Consolidated Water Co Ltd | CWCO | Water Supply (4941) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346535 | David Sasnett | Po Box 1114 Grand Cayman E9 KY1-1102 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-08 | 5,470 | $10.68 | 10,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-08 | 5,470 | $11.00 | 4,537 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-09 | 3,971 | $10.68 | 8,508 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-09 | 3,971 | $11.00 | 4,537 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | OPTION (RIGHT TO BUY | Disposition | 2016-12-08 | 5,470 | $0.00 | 9,441 | $10.68 |
| Common Stock | OPTION (RIGHT TO BUY | Disposition | 2016-12-09 | 3,971 | $0.00 | 3,971 | $10.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,971 | 2014-02-22 | 2017-02-21 | No | 4 | M | Direct |
| 0 | 2014-02-22 | 2017-02-21 | No | 4 | M | Direct |
Footnotes
- The option vested as to 9,441 shares on February 22, 2014, and if not exercised would have expired as to 9,441 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.
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