Filing Details
- Accession Number:
- 0001209191-16-154796
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 19:23:54
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 19:23:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1414932 | Fifth Street Finance Corp. | FSC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200461 | M Leonard Tannenbaum | C/O Fifth Street (Fsc), 777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-12-08 | 100,000 | $5.56 | 12,165,840 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-12-09 | 50,000 | $5.57 | 12,115,840 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.525 to $5.61; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $5.535 to $5.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.