Filing Details
- Accession Number:
- 0001209191-16-154756
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 17:40:18
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 17:40:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1525769 | Dave & Buster's Entertainment Inc. | PLAY | Retail-Eating Places (5812) | 352382255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557355 | M Stephen King | 2481 Manana Drive Dallas TX 75220 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-08 | 30,000 | $4.44 | 30,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-08 | 30,000 | $56.42 | 1 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-12 | 15,000 | $4.44 | 15,000 | No | 4 | M | Indirect | Stephen and Shauna King Investment Partnership LP |
| Common Stock | Disposition | 2016-12-12 | 15,000 | $56.23 | 0 | No | 4 | S | Indirect | Stephen and Shauna King Investment Partnership LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | Stephen and Shauna King Investment Partnership LP |
| No | 4 | S | Indirect | Stephen and Shauna King Investment Partnership LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-08 | 30,000 | $0.00 | 30,000 | $4.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-12 | 15,000 | $0.00 | 15,000 | $4.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 186,235 | 2020-06-01 | No | 4 | M | Direct | |
| 258,046 | 2020-06-01 | No | 4 | M | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.00 to $57.45, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Shauna King Investment Partnership, LP on April 8, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.53 to $57.05, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- All of the shares subject to the option have previously vested.
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