Filing Details
- Accession Number:
- 0001061434-16-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 15:08:39
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 15:08:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-09 | 5,000 | $20.54 | 61,252 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 618,345 | Direct | |
Common Stock | 287,173 | Indirect | By Getz Enterprises, L.P. |
Common Stock | 180,618 | Indirect | By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account |
Footnotes
- The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $20.50 to $20.60, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Shares held jointly by Mr. Getz and his wife.
- Owned by Mr. Getz individually
- The Reporting Person is the general partner of this entity, which owns a total of 287,173 shares of the Issuers' common stock.
- The Reporting Person is the beneficiary of this account, which owns a total of 180,618 shares of the Issuer's common stock.