Filing Details
- Accession Number:
- 0000899243-16-035271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 18:41:53
- Reporting Period:
- 2016-12-07
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 18:41:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 701719 | Dgse Companies Inc | DGSE | Retail-Jewelry Stores (5944) | 880097334 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566077 | Elemetal, Llc | 15850 Dallas Parkway Dallas TX 75248 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-09 | 8,536,585 | $0.41 | 12,814,727 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Acquisiton | 2016-12-09 | 1,000,000 | $0.00 | 1,000,000 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000,000 | 2016-12-09 | 2018-12-09 | No | 4 | P | Direct |
Footnotes
- Stock issuance for debt forgiveness.
- The warrants were issued in connection with the stock issuance for no additional consideration.
Billionaire Hedge Funds
