Filing Details
- Accession Number:
- 0001209191-16-154522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 18:34:23
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 18:34:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 270119051 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562195 | Carl Lamm | 4698 Willow Road Suite 100 Pleasanton CA 94588 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-08 | 3,750 | $4.30 | 34,208 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-08 | 3,289 | $11.30 | 37,497 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-08 | 3,229 | $20.88 | 40,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-08 | 21,600 | $45.00 | 19,126 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-08 | 3,750 | $0.00 | 3,750 | $4.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-08 | 3,289 | $0.00 | 3,289 | $11.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-08 | 3,229 | $0.00 | 3,229 | $20.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | 2022-11-14 | No | 4 | M | Direct | |
| 0 | 2022-02-16 | No | 4 | M | Direct | |
| 1,771 | 2024-02-21 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- 25% of the total number of shares subject to the option vest on November 15, 2013, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.
- One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided that the Reporting Person continues to provide services to the Issuer.
- 25% of the total number of shares subject to the option vest on February 21, 2015, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.
Billionaire Hedge Funds
