Filing Details

Accession Number:
0001144204-16-138819
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 18:27:59
Reporting Period:
2016-11-10
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 18:27:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788965 Hallador Energy Co HNRG Bituminous Coal & Lignite Mining (1220) 841014610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166809 C David Hardie 940 Southwood Blvd., Suite 201
Incline Village NV 89451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-10 15,850 $10.04 1,742,362 No 4 S Indirect By Hallador Alternative Assets Fund LLC
Common Stock Disposition 2016-11-14 5,900 $9.91 1,736,462 No 4 S Indirect By Hallador Alternative Assets Fund LLC
Common Stock Disposition 2016-12-05 9,700 $9.42 1,726,762 No 4 S Indirect By Hallador Alternative Assets Fund LLC
Common Stock Disposition 2016-12-06 36,651 $9.39 1,690,111 No 4 S Indirect By Hallador Alternative Assets Fund LLC
Common Stock Disposition 2016-12-08 18,646 $9.41 1,671,465 No 4 S Indirect By Hallador Alternative Assets Fund LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Hallador Alternative Assets Fund LLC
No 4 S Indirect By Hallador Alternative Assets Fund LLC
No 4 S Indirect By Hallador Alternative Assets Fund LLC
No 4 S Indirect By Hallador Alternative Assets Fund LLC
No 4 S Indirect By Hallador Alternative Assets Fund LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.025 to $10.08, inclusive.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.935, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.47, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.36 to $9.435, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.45, inclusive.
  6. The reporting person undertakes to provide to Hallador Energy Company, or any security holder of Hallador Energy Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.