Filing Details
- Accession Number:
- 0001209191-16-154437
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 16:47:00
- Reporting Period:
- 2016-12-02
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 16:47:00
- Original Submission Date:
- 2016-12-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1345471 | Trian Fund Management, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | Yes | No | |
1363629 | Trian Partners Gp, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | Yes | No | |
1498041 | Trian Partners Strategic Investment Fund Gp, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | Yes | No | |
1691857 | Trian Partners Strategic Fund-C Gp, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | Yes | No | |
1691860 | Trian Partners Strategic Fund-G Iii Gp, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | Yes | No | |
1691892 | Trian Partners Strategic Fund-G Ii Gp, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | Yes | No | |
1691896 | Trian Partners Strategic Fund-K Gp, L.p. | 280 Park Avenue 41St Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-02 | 1,540,084 | $12.62 | 42,332,621 | No | 4 | P | Indirect | Please see explanation below |
Common Stock | Acquisiton | 2016-12-05 | 900,000 | $12.85 | 43,232,621 | No | 4 | P | Indirect | Please see explanation below |
Common Stock | Acquisiton | 2016-12-06 | 1,303,300 | $12.96 | 44,535,921 | No | 4 | P | Indirect | Please see explanation below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Please see explanation below |
No | 4 | P | Indirect | Please see explanation below |
No | 4 | P | Indirect | Please see explanation below |
Footnotes
- The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").
- (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.
- Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.