Filing Details
- Accession Number:
- 0001209191-16-154432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 16:41:36
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 16:41:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 981203539 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651806 | A Daniel Carestio | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leicester X0 LE5 1QZ | Sr. V. P., Isomedix & Life Sci | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 Par Value | Acquisiton | 2016-12-08 | 2,225 | $29.94 | 20,025 | No | 4 | M | Direct | |
| Ordinary Shares, 0.10 Par Value | Disposition | 2016-12-08 | 2,225 | $67.54 | 17,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 | Employee Stock Option (right to buy) | Disposition | 2016-12-08 | 2,225 | $0.00 | 2,225 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-05-30 | No | 4 | M | Direct |
Footnotes
- This represents the average sales price of the 2,225 shares sold in the open market. The actual sales prices ranged from $67.50 per share to $67.72 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these eight sales prices.
- 17,800 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,300 on May 31, 2017; 4,000 on May 30, 2018, 5,000 on May 28, 2019, 3,000 on October 1, 2019 and 2,500 on June 1, 2020.
- This option is fully exercisable. This option was received in the merger in exchange for an option to purchase 2,225 STERIS common shares for $29.94 per share, subject to the same terms and conditions as the original STERIS stock option.
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