Filing Details

Accession Number:
0001557239-16-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 16:32:02
Reporting Period:
2016-11-10
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 16:32:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR Real Estate Investment Trusts (6798) 452681082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557239 S Jon Wheeler 2529 Virginia Beach Boulevard
Suite 200
Virginia Beach VA 23452
Ceo & Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-08 6,875 $1.59 720,699 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Units Acquisiton 2016-11-10 65,292 $2.25 65,292 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
65,292 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 49,547 Indirect Held in profit sharing plan
Common Stock 31,680 Indirect Owned by spouse
Common Stock 2,572 Indirect Controlled through interests in other entities
Common Stock 1,600 Indirect Held by dependent child
Common Stock 2,950 Indirect Held by trust in the names of dependent children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Units $0.00 1,585,819 1,585,819 Direct
Common Stock Common Units $0.00 330,542 330,542 Indirect
Common Stock Common Units $0.00 3,123 3,123 Indirect
Common Stock Common Units $0.00 31,234 31,234 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,585,819 1,585,819 Direct
330,542 330,542 Indirect
3,123 3,123 Indirect
31,234 31,234 Indirect
Footnotes
  1. Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option the purchase the common units directly, either in cash or common stock of the Company.
  2. These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
  3. These derivative securities do not have an expiration date.
  4. These common units have been held for less than one year and therefore may not be currently exchanged.