Filing Details
- Accession Number:
- 0001557239-16-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 16:32:02
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 16:32:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557239 | S Jon Wheeler | 2529 Virginia Beach Boulevard Suite 200 Virginia Beach VA 23452 | Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-08 | 6,875 | $1.59 | 720,699 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | Acquisiton | 2016-11-10 | 65,292 | $2.25 | 65,292 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,292 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 49,547 | Indirect | Held in profit sharing plan |
| Common Stock | 31,680 | Indirect | Owned by spouse |
| Common Stock | 2,572 | Indirect | Controlled through interests in other entities |
| Common Stock | 1,600 | Indirect | Held by dependent child |
| Common Stock | 2,950 | Indirect | Held by trust in the names of dependent children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 1,585,819 | 1,585,819 | Direct | ||
| Common Stock | Common Units | $0.00 | 330,542 | 330,542 | Indirect | ||
| Common Stock | Common Units | $0.00 | 3,123 | 3,123 | Indirect | ||
| Common Stock | Common Units | $0.00 | 31,234 | 31,234 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,585,819 | 1,585,819 | Direct | |
| 330,542 | 330,542 | Indirect | |
| 3,123 | 3,123 | Indirect | |
| 31,234 | 31,234 | Indirect |
Footnotes
- Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option the purchase the common units directly, either in cash or common stock of the Company.
- These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
- These derivative securities do not have an expiration date.
- These common units have been held for less than one year and therefore may not be currently exchanged.
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