Filing Details
- Accession Number:
- 0001209191-16-154395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 16:16:43
- Reporting Period:
- 2016-12-07
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 16:16:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571949 | Intercontinental Exchange Inc. | ICE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343869 | S David Goone | 5660 New Northside Drive Atlanta GA 30328 | Chief Strategic Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-07 | 2,245 | $22.43 | 155,140 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-12-07 | 25,000 | $25.87 | 180,140 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-07 | 27,245 | $59.00 | 152,895 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) Holding | Disposition | 2016-12-07 | 2,245 | $0.00 | 2,245 | $22.43 |
Common Stock | Employee Stock Option (right to buy) Holding | Disposition | 2016-12-07 | 25,000 | $0.00 | 25,000 | $25.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,450 | 2022-01-17 | No | 4 | M | Direct | |
31,950 | 2023-01-11 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- The common stock number referred in Table I is an aggregate number and represents 86,085 shares of common stock, 12,315 unvested restricted stock units and 54,495 unvested performance based restricted stock units, for which the performance period has been satisfied. The restricted stock units and the performance based restricted stock units vest over a three year period, in which 33.33% of the restricted stock units and performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to this award, will not be determined until February 2017, and will be reported at that time.
- On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, four additional units of restricted stock ("RSU") for each RSU owned as of that date and four additional units of unvested performance based restricted stock ("PSU") for each PSU owned as of that date, as reflected in the totals listed on this Form 4.
- As a result of the Stock Split, the option exercise price and the number of options previously reported, were adjusted accordingly.
- These options are fully vested.