Filing Details

Accession Number:
0001209191-16-154395
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 16:16:43
Reporting Period:
2016-12-07
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 16:16:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343869 S David Goone 5660 New Northside Drive
Atlanta GA 30328
Chief Strategic Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-07 2,245 $22.43 155,140 No 4 M Direct
Common Stock Acquisiton 2016-12-07 25,000 $25.87 180,140 No 4 M Direct
Common Stock Disposition 2016-12-07 27,245 $59.00 152,895 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Holding Disposition 2016-12-07 2,245 $0.00 2,245 $22.43
Common Stock Employee Stock Option (right to buy) Holding Disposition 2016-12-07 25,000 $0.00 25,000 $25.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,450 2022-01-17 No 4 M Direct
31,950 2023-01-11 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The common stock number referred in Table I is an aggregate number and represents 86,085 shares of common stock, 12,315 unvested restricted stock units and 54,495 unvested performance based restricted stock units, for which the performance period has been satisfied. The restricted stock units and the performance based restricted stock units vest over a three year period, in which 33.33% of the restricted stock units and performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to this award, will not be determined until February 2017, and will be reported at that time.
  3. On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, four additional units of restricted stock ("RSU") for each RSU owned as of that date and four additional units of unvested performance based restricted stock ("PSU") for each PSU owned as of that date, as reflected in the totals listed on this Form 4.
  4. As a result of the Stock Split, the option exercise price and the number of options previously reported, were adjusted accordingly.
  5. These options are fully vested.