Filing Details

Accession Number:
0000720672-16-000188
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 15:07:58
Reporting Period:
2016-06-15
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 15:07:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203738 A Bruce Beda 505 N. Mcclurg Ct #3403
Chicago IL 60611
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-08 8,500 $51.62 14,463 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Units Acquisiton 2016-06-15 1,275 $0.00 1,275 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,125 No 4 A Direct
Footnotes
  1. Units vest quarterly over a one year period.
  2. No expiration date for these Units.