Filing Details
- Accession Number:
- 0000720672-16-000188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 15:07:58
- Reporting Period:
- 2016-06-15
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 15:07:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203738 | A Bruce Beda | 505 N. Mcclurg Ct #3403 Chicago IL 60611 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-08 | 8,500 | $51.62 | 14,463 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | Acquisiton | 2016-06-15 | 1,275 | $0.00 | 1,275 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,125 | No | 4 | A | Direct |
Footnotes
- Units vest quarterly over a one year period.
- No expiration date for these Units.