Filing Details
- Accession Number:
- 0001562180-16-003708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 14:41:23
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 14:41:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379352 | J Jeffrey Tengel | Peoples United Bank 850 Main Street Bridgeport CT 06604 | Sr. Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-08 | 78,841 | $15.56 | 192,002 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-08 | 117,042 | $12.94 | 309,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-08 | 195,883 | $20.04 | 113,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2016-12-08 | 78,841 | $0.00 | 78,841 | $15.56 |
| Common Stock | Employee Option to Buy | Disposition | 2016-12-08 | 117,042 | $0.00 | 117,042 | $12.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-08 | No | 4 | M | Direct | |
| 0 | 2023-02-21 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $19.94 to $20.11. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 1,784 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 20 shares acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements.
- Exercisable in annual increments on 03/08/2011 (20%); 03/08/2012 (20%); 03/08/2013 (20%); 03/08/2014 (20%); and 03/08/2015 (20%).
- Exercisable in annual increments on 03/01/2014 (33 1/3%); 03/01/2015 (33 1/3%); and 03/01/2016 (33 1/3%).
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