Filing Details
- Accession Number:
- 0001140361-16-089237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 14:21:26
- Reporting Period:
- 2016-12-07
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 14:21:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1010858 | Fairmount Santrol Holdings Inc. | FMSA | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1401896 | American Securities Partners V(B), L.p. | C/O American Securities Llc 299 Park Ave, 34Th Floor New York NY 10171 | No | No | Yes | No | |
1401897 | American Securities Partners V, L.p. | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | Yes | No | |
1475482 | L.p. (C) V Partners Securities American | C/O American Securities Llc 299 Park Ave, 34Th Floor New York NY 10171 | No | No | Yes | No | |
1475483 | American Securities Llc | 299 Park Avenue 34Th Floor New York NY 10171 | No | No | Yes | No | |
1475484 | American Securities Associates V, Llc | C/O American Securities Llc The Chrysler Center, 666 Third Avenue New York NY 10017 | No | No | Yes | No | |
1621001 | Asp Fml Co-Invest I, Llc | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | Yes | No | |
1621002 | Asp Fml Investco, Llc | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | Yes | No | |
1621003 | Asp Fml Holdings, Llc | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | Yes | No | |
1621183 | Asp Manager Corp. | C/O American Securities Llc 299 Park Avenue, 34Th Floor New York NY 10171 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-07 | 23,000,000 | $8.54 | 48,156,624 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The shares are directly owned by ASP FML Holdings, LLC ("ASPFMLHoldings") and may also be deemed to be indirectly beneficially owned by: (i) ASP FML Investco, LLC ("ASPFMLInvestco"), the owner of a majority of the membership interests in ASPFMLHoldings; (ii) American Securities Partners V, L.P., American Securities Partners V(B), L.P. and American Securities Partners V(C), L.P. (each, a "Sponsor") and ASP FML Co-Invest I, LLC ("ASPFMLCoinvest"), the owners of a majority of the membership interests in ASPFMLInvestco; and (iii) American Securities Associates V, LLC ("GP"), the general partner of each Sponsor. American Securities LLC ("ASLLC") provides investment advisory services to each Sponsor and to the GP. ASP Manager Corp., a wholly owned subsidiary of ASLLC, is the manager of ASPFML Holdings, ASPFMLInvestco and ASPFMLCoinvest.
- Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.