Filing Details
- Accession Number:
- 0001140361-16-089190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 11:34:47
- Reporting Period:
- 2016-12-07
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 11:34:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
811808 | Summit Financial Group Inc | SMMF | State Commercial Banks (6022) | 550672148 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186821 | Patrick Frye | Po Box 891 Moorefield WV 26836 | Sr. Vp & Chief Of Credit Admin | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-07 | 1,600 | $25.93 | 60,768 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-07 | 1,600 | $28.89 | 59,168 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-12-08 | 1,200 | $17.79 | 60,368 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-08 | 1,200 | $29.00 | 59,168 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-08 | 1,200 | $17.79 | 1,200 | $17.79 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-07 | 1,600 | $25.93 | 1,600 | $25.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,400 | 2004-12-12 | 2018-12-12 | No | 4 | M | Direct |
4,800 | 2005-12-06 | 2019-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,905 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $9.49 | 2003-12-06 | 2017-12-06 | 880 | 880 | Direct |
Common Stock | Stock-Settled Stock Appreciation Rights | $12.01 | 2016-04-22 | 2025-04-23 | 17,613 | 17,613 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-06 | 880 | 880 | Direct |
2025-04-23 | 17,613 | 17,613 | Direct |
Footnotes
- Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
- Option expires in 5 equal annual installments with the final date indicated.