Filing Details

Accession Number:
0001109357-16-000165
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 10:20:26
Reporting Period:
2016-12-08
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 10:20:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109357 Exelon Corp EXC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1087426 Iii A Mayo Shattuck 10 South Dearborn Street
54Th Floor
Chicago IL 60603
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-08 68,519 $33.89 10,000 No 4 S Indirect By Lizzie Mae, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Lizzie Mae, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 433,938 Direct
Common Stock (401K Shares) 2,046 Direct
Common Stock (Deferred Stock Units) 12,195 Indirect By Exelon Directors Deferred Stock Unit Plan
Footnotes
  1. Shares were sold in lots ranging in price from $33.85 to $33.99. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  2. Lizzie Mae, LLC, is a limited liability company of which the reporting person is the manager and to which the reporting person transferred 78,519 shares of his Exelon common stock. On December 18, 2012, the reporting person transferred 1/3 membership interests in Lizzie Mae, LLC, to each of three trusts, each one for the benefit of one of the reporting person's three minor children. The reporting person's wife is a trustee of each of the trusts. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae LLC except to the extent of his pecuniary interest therein.
  3. Shares held as of November 30, 2016 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.