Filing Details

Accession Number:
0001649338-16-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-08 18:16:30
Reporting Period:
2016-12-06
Filing Date:
2016-12-08
Accepted Time:
2016-12-08 18:16:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1649338 Broadcom Ltd AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226316 H Patricia Mccall C/O Avago Technologies Us Inc.
1320 Ridder Park Drive
San Jose CA 95131
Vp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, No Par Value Acquisiton 2016-12-06 1,000 $0.00 42,884 No 4 A Direct
Ordinary Shares, No Par Value Disposition 2016-12-07 392 $164.92 42,493 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Award approved on December 6, 2016 with an effective grant date of December 15, 2016.
  2. Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2016.
  3. Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
  4. Includes 22,250 RSUs and 1 share acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2016.