Filing Details
- Accession Number:
- 0001179110-16-032636
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-08 18:09:11
- Reporting Period:
- 2016-12-06
- Filing Date:
- 2016-12-08
- Accepted Time:
- 2016-12-08 18:09:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98677 | Tootsie Roll Industries Inc | TR | Sugar & Confectionery Products (2060) | 221318955 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250340 | R Ellen Gordon | C/O Tootsie Roll Industries, Inc. Attn: Barry Bowen 7401 S. Cicero Ave. Chicago IL 60629 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-06 | 53,355 | $38.45 | 6,024,923 | No | 4 | P | Indirect | By Trust for Children |
| Common Stock | Disposition | 2016-12-06 | 53,355 | $38.45 | 1,234,099 | No | 4 | S | Indirect | By Charitable Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust for Children |
| No | 4 | S | Indirect | By Charitable Foundation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,637,563 | Direct | |
| Common Stock | 1,728,678 | Indirect | As trustee of estate of spouse |
| Common Stock | 82,634 | Indirect | By TRI Stock Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Class B Common stock | $0.00 | 0 | 11,761,378 | Direct | ||
| Common Stock | Class B Common stock | $0.00 | 0 | 6,520,169 | Indirect | ||
| Common Stock | Class B Common stock | $0.00 | 0 | 1,728,678 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 11,761,378 | Direct | |
| 0 | 6,520,169 | Indirect | |
| 0 | 1,728,678 | Indirect |
Footnotes
- Class B Common stock is freely convertible into Common stock on a share-for-share basis
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