Filing Details
- Accession Number:
- 0001127602-16-069523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-08 17:58:39
- Reporting Period:
- 2016-12-06
- Filing Date:
- 2016-12-08
- Accepted Time:
- 2016-12-08 17:58:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1520262 | Alkermes Plc. | ALKS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235595 | L Kathryn Biberstein | 852 Winter St. Waltham MA 02451 | Evp/Cao/Cco Alks Inc; Sec Alks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2016-12-06 | 5,000 | $14.38 | 43,687 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2016-12-06 | 5,000 | $56.24 | 38,687 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2016-12-07 | 5,000 | $14.38 | 43,687 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2016-12-07 | 4,100 | $56.50 | 39,587 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2016-12-07 | 900 | $57.11 | 38,687 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2016-12-08 | 4,145 | $14.38 | 42,832 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2016-12-08 | 4,145 | $55.42 | 38,687 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Non Qualified Stock Option (Right to Buy) | Disposition | 2016-12-06 | 5,000 | $0.00 | 5,000 | $14.38 |
Ordinary Shares | Non Qualified Stock Option (Right to Buy) | Disposition | 2016-12-07 | 5,000 | $0.00 | 5,000 | $14.38 |
Ordinary Shares | Non Qualified Stock Option (Right to Buy) | Disposition | 2016-12-08 | 4,145 | $0.00 | 4,145 | $14.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,145 | 2016-12-12 | No | 4 | M | Direct | |
4,145 | 2016-12-12 | No | 4 | M | Direct | |
0 | 2016-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 94,000 | Indirect | By 2015 GRAT |
Footnotes
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.92 to $56.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.99 to $56.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 to $57.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.01 to $55.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
- These options are fully vested in accordance with their terms.