Filing Details
- Accession Number:
- 0001209191-16-154229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-08 17:54:12
- Reporting Period:
- 2016-12-06
- Filing Date:
- 2016-12-08
- Accepted Time:
- 2016-12-08 17:54:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1605997 | Northern Power Systems Corp. | NPS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1048638 | John Simon | 711 Fifth Avenue New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-12-06 | 401,279 | $0.25 | 2,922,803 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2016-12-08 | 168,462 | $0.25 | 3,091,265 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- These shares were acquired in a private purchase.
- The price reported is in Canadian dollars.
Billionaire Hedge Funds
