Filing Details
- Accession Number:
- 0001225208-16-042919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-08 17:51:47
- Reporting Period:
- 2016-12-07
- Filing Date:
- 2016-12-08
- Accepted Time:
- 2016-12-08 17:51:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1080992 | Iii C William Rhodes | 123 South Front Street Memphis TN 38103 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-07 | 32,000 | $130.79 | 50,129 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-07 | 100 | $805.81 | 50,029 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 100 | $800.12 | 49,929 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 100 | $794.01 | 49,829 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 100 | $787.27 | 49,729 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 159 | $799.36 | 49,570 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 172 | $802.36 | 49,398 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 812 | $808.01 | 48,586 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 812 | $807.09 | 47,774 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 896 | $788.82 | 46,878 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 1,423 | $804.54 | 45,455 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 1,917 | $804.04 | 43,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 11,450 | $790.16 | 32,088 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-07 | 13,959 | $791.01 | 18,129 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-12-07 | 32,000 | $0.00 | 32,000 | $130.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-09-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 847 | Indirect | As Custodian for Daughter |
Common Stock | 847 | Indirect | As Custodian for Son |
Common Stock | 81 | Indirect | As Trustee for Daughter's Trust |
Common Stock | 81 | Indirect | As Trustee for Son's trust |
Common Stock | 9,000 | Indirect | By GRAT |
Common Stock | 15,834 | Indirect | By Trust for Wife |
Footnotes
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $787.22 - $788.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $798.81 - $799.69 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $802.29 - $802.45 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $808.00 - $808.065 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $807.00 - $807.47 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $788.39 - $789.22 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $804.42 - $804.77 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $803.34 - $804.22 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $789.54 - $790.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $790.54 - $791.435 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.