Filing Details
- Accession Number:
- 0001126328-16-000623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-08 16:42:20
- Reporting Period:
- 2016-12-07
- Filing Date:
- 2016-12-08
- Accepted Time:
- 2016-12-08 16:42:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205451 | P Gary Scholten | 711 High Street Des Moines IA 50392 | Evp & Ch Info Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-07 | 17,725 | $22.21 | 88,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-07 | 17,725 | $60.00 | 70,650 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-07 | 6,755 | $56.42 | 77,405 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-07 | 6,755 | $60.00 | 70,650 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-07 | 17,725 | $0.00 | 17,725 | $22.21 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-07 | 6,755 | $0.00 | 6,755 | $56.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-23 | 2020-02-23 | No | 4 | M | Direct |
| 0 | 2011-05-19 | 2018-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 647 | Indirect | By 401(k) Plan |
| Common Stock | 192 | Indirect | By Spouse |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2015.
- Includes 11,642 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016.
Billionaire Hedge Funds
