Filing Details
- Accession Number:
- 0001209191-16-154119
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-08 15:55:10
- Reporting Period:
- 2016-09-30
- Filing Date:
- 2016-12-08
- Accepted Time:
- 2016-12-08 15:55:10
- Original Submission Date:
- 2016-10-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577791 | Fifth Street Senior Floating Rate Corp. | FSFR | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200461 | M Leonard Tannenbaum | 777 West Putnam Avenue 3Rd Floor Greenwich CT 06830 | No | No | Yes | No | |
1611988 | Fifth Street Asset Management Inc. | 777 West Putnam Avenue 3Rd Floor Greenwich CT 06830 | No | No | Yes | No | |
1643561 | L.p. Holdings Street Fifth | 777 West Putnam Avenue 3Rd Floor Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-30 | 646,863 | $9.00 | 5,098,784 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-09-30 | 1,295,767 | $9.00 | 2,677,519 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnote |
Footnotes
- These shares of common stock, par value $0.01 per share (the "Common Stock"), of Fifth Street Senior Floating Rate Corp. (the "Company") are held by Fifth Street Holdings L.P. ("FSH"). Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Each of FSH, FSAM and Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of its or his pecuniary interest.