Filing Details

Accession Number:
0001209191-16-154119
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-12-08 15:55:10
Reporting Period:
2016-09-30
Filing Date:
2016-12-08
Accepted Time:
2016-12-08 15:55:10
Original Submission Date:
2016-10-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577791 Fifth Street Senior Floating Rate Corp. FSFR () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum 777 West Putnam Avenue
3Rd Floor
Greenwich CT 06830
No No Yes No
1611988 Fifth Street Asset Management Inc. 777 West Putnam Avenue
3Rd Floor
Greenwich CT 06830
No No Yes No
1643561 L.p. Holdings Street Fifth 777 West Putnam Avenue
3Rd Floor
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-30 646,863 $9.00 5,098,784 No 4 P Direct
Common Stock Acquisiton 2016-09-30 1,295,767 $9.00 2,677,519 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
Footnotes
  1. These shares of common stock, par value $0.01 per share (the "Common Stock"), of Fifth Street Senior Floating Rate Corp. (the "Company") are held by Fifth Street Holdings L.P. ("FSH"). Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Each of FSH, FSAM and Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of its or his pecuniary interest.