Filing Details
- Accession Number:
- 0001413753-16-000210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 21:07:23
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 21:07:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189904 | N Rockell Hankin | 200 Flynn Road Camarillo CA 93012-8790 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-05 | 5,000 | $27.60 | 164,940 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 5,000 | $25.25 | 169,940 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 3,750 | $29.68 | 173,690 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 2,500 | $24.94 | 176,190 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 1,250 | $28.06 | 177,440 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 5,000 | $24.46 | 182,440 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 2,500 | $26.59 | 184,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 25,000 | $30.40 | 159,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 5,000 | $0.00 | 5,000 | $27.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 5,000 | $0.00 | 5,000 | $25.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 3,750 | $0.00 | 3,750 | $29.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 2,500 | $0.00 | 2,500 | $24.94 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 1,250 | $0.00 | 1,250 | $28.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 5,000 | $0.00 | 5,000 | $24.46 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 2,500 | $0.00 | 2,500 | $26.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-01 | No | 4 | M | Direct | |
| 0 | 2018-01-01 | No | 4 | M | Direct | |
| 1,250 | 2019-01-01 | No | 4 | M | Direct | |
| 2,500 | 2020-01-01 | No | 4 | M | Direct | |
| 3,750 | 2021-01-01 | No | 4 | M | Direct | |
| 0 | 2018-07-01 | No | 4 | M | Direct | |
| 2,500 | 2020-07-01 | No | 4 | M | Direct |
Footnotes
- This price reflects the weighted average of all sales for this day. The prices ranged from $30.1250 to $30.8250. Price and share details are available upon request.
- This award vests in four annual installments beginning on July 1, 2012.
- This award vests in four annual installments beginning on January 1, 2013.
- This award vests in four annual installments beginning on January 1, 2014.
- This award vests in four annual installments beginning on January 1, 2015.
- This award vests in four annual installments beginning on January 1, 2016.
- This award vests in four annual installments beginning on July 1, 2013.
- This award vests in four annual installments beginning on July 1, 2015.
Billionaire Hedge Funds
