Filing Details
- Accession Number:
- 0001413753-16-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 19:51:10
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 19:51:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388432 | Jungsup James Kim | 200 Flynn Road Camarillo CA 93012-8790 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-05 | 17,100 | $23.33 | 32,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 17,100 | $30.25 | 15,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2016-12-05 | 17,100 | $0.00 | 17,100 | $23.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-01 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of these sales. The prices ranged from $30.1500 to $30.3250. Price and share details are available upon request.
- This option vested in three annual installments beginning on March 1, 2012.
Billionaire Hedge Funds
