Filing Details

Accession Number:
0001140361-16-089056
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-07 18:44:00
Reporting Period:
2016-12-05
Filing Date:
2016-12-07
Accepted Time:
2016-12-07 18:44:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1236997 Counterpath Corp CPAH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165963 Steven Bruk 3230 Mathers Avenue
West Vancouver A1 V7V 2K5
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-12-05 14,300 $17.50 29,347 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,047 Direct
Common Stock 14,600 Indirect Karen Bruk
Common Stock 452,405 Indirect KMB Trac Two Holdings Ltd.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $7.50 2015-09-04 2017-09-04 65,000 65,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-09-04 65,000 65,000 Indirect
Footnotes
  1. Steven Bruk is the legal and beneficial owner of 15,047 shares. Karen Bruk, is the legal owner of 14,600 shares (Karen Bruk and Steven Bruk are spouses). Karen Bruk is also the sole shareholder of KMB Trac Two Holdings Ltd. KMB is the legal owner of 427,405 shares and 65,000 shares that may be acquired on the exercise of warrants. Steven Bruk and Karen Bruk exercise shared investment power over the shares of common stock held by Karen Bruk and KMB.
  2. Reflects the reverse split on the basis of 10:1.