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Filing Details

Accession Number:: 0001127602-16-069436
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-07 16:47:17
Reporting Period:: 2016-12-06

Filing Date:: 2016-12-07
Accepted Time:: 2016-12-07 16:47:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91440	Snap-On Inc	SNA	Cutlery, Handtools & General Hardware (3420)	390622040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1390311	Iain Boyd	Snap-On Incorporated 2801 80Th Street Kenosha WI 53143	Vp - Operations Development	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-12-06	3,812	$168.10	947	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	572	Indirect	By 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$58.94	2014-02-09	2021-02-09	10,000	10,000	Direct
Common Stock	Stock Option (Right to Buy)	$60.00	2015-02-08	2022-02-08	12,000	12,000	Direct
Common Stock	Stock Option (Right to Buy)	$79.04	2016-02-13	2023-02-13	13,000	13,000	Direct
Common Stock	Stock Option (Right to Buy)	$109.43	2015-02-13	2024-02-13	13,500	13,500	Direct
Common Stock	Stock Option (Right to Buy)	$144.69	2016-02-12	2025-02-12	13,500	13,500	Direct
Common Stock	Stock Option (Right to Buy)	$138.03	2017-02-11	2026-02-11	13,500	13,500	Direct
Common Stock	Restricted Stock Units	$0.00			2,211	2,211	Direct
Common Stock	Restricted Stock Units	$0.00			1,794	1,794	Direct
Common Stock	Restricted Stock Units	$0.00			1,051	1,051	Direct
Common Stock	Performance Units	$0.00			1,660	1,660	Direct
Common Stock	Performance Units	$0.00			1,304	1,304	Direct
Common Stock	Performance Units	$0.00			1,051	1,051	Direct
Common Stock	Deferred Stock Units	$0.00			322	322	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-09	10,000	10,000	Direct
2022-02-08	12,000	12,000	Direct
2023-02-13	13,000	13,000	Direct
2024-02-13	13,500	13,500	Direct
2025-02-12	13,500	13,500	Direct
2026-02-11	13,500	13,500	Direct
	2,211	2,211	Direct
	1,794	1,794	Direct
	1,051	1,051	Direct
	1,660	1,660	Direct
	1,304	1,304	Direct
	1,051	1,051	Direct
	322	322	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $167.83 to $168.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Includes 4.5136 shares acquired under a dividend reinvestment plan.
This information is based on a plan statement dated September 30, 2016.
Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
1 for 1.
The restricted stock units were earned based on Company performance during fiscal 2014. Assuming continued employment through the end of fiscal 2016, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units were earned based on Company performance during fiscal 2015. Assuming continued employment through the end of fiscal 2017, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2016. Assuming continued employment through the end of fiscal 2018, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2014-2016 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.