Filing Details
- Accession Number:
- 0001209191-16-153913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 16:42:53
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 16:42:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1058057 | Marvell Technology Group Ltd | MRVL | Semiconductors & Related Devices (3674) | 770481679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1134140 | Dai, Weili | 5488 Marvell Lane Santa Clara CA 95054 | No | No | Yes | No | |
| 1134141 | Sutardja, Sehat | 5488 Marvell Lane Santa Clara CA 95054 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-12-05 | 29,332 | $6.84 | 3,498,227 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-12-05 | 29,332 | $14.03 | 3,468,895 | No | 4 | S | Direct | |
| Common Sahres | Acquisiton | 2016-12-05 | 300,000 | $6.84 | 3,768,895 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-12-05 | 300,000 | $14.03 | 3,468,895 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2016-12-05 | 200,000 | $10.76 | 3,668,895 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-12-05 | 200,000 | $14.03 | 3,468,895 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2016-12-05 | 300,000 | $10.76 | 3,768,895 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-12-05 | 300,000 | $14.03 | 3,468,895 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2016-12-05 | 100,000 | $12.92 | 3,568,895 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-12-05 | 100,000 | $14.03 | 3,468,895 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-12-05 | 29,332 | $0.00 | 29,332 | $6.84 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-12-05 | 300,000 | $0.00 | 300,000 | $6.84 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-12-05 | 200,000 | $0.00 | 200,000 | $10.76 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-12-05 | 300,000 | $0.00 | 300,000 | $10.76 |
| Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-12-05 | 100,000 | $0.00 | 100,000 | $12.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-08 | No | 4 | M | Direct | |
| 0 | 2016-12-08 | No | 4 | M | Direct | |
| 800,000 | 2016-12-08 | No | 4 | M | Direct | |
| 0 | 2016-12-08 | No | 4 | M | Direct | |
| 0 | 2016-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 18,253,334 | Indirect | By Sutardja Family Partners |
| Common Shares | 43,514,448 | Indirect | By SSWD LLC |
Footnotes
- These securities are jointly owned by Ms. Weili Dai and Dr. Sehat Sutardja who are members of a "Group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Dr. Sutardja and Ms. Dai are husband and wife.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.115, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.085, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
- Ms. Dai and Dr. Sutardja are the general partners of The Sutardja Family Partners, a California family limited partnership.
- Ms. Dai and Dr. Sutardja are the managing members of SSWD LLC, a Delaware limited liability company.
- Option vests at the rate of 1/4th of the shares annually beginning on the first anniversary of December 15, 2008, the vesting commencement date.
- Option vests at the rate of 1/4th of the shares annually beginning on the first anniversary of April 30, 2013, the vesting commencement date.
- Dr. Sehat Sutardja is the husband of Ms. Weili Dai. Dr. Sutardja holds this option in his own name. Ms. Weili Dai may be deemed to be an indirect beneficial owner of this option.
- Option vests at the rate of 1/4th of the shares annually beginning on the first anniversary of June 10, 2009, the vesting commencement date.
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