Filing Details
- Accession Number:
- 0001209191-16-153903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 16:32:53
- Reporting Period:
- 2016-12-06
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 16:32:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1567514 | Intra-Cellular Therapies Inc. | ITCI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299430 | D Christopher Alafi | C/O Alafi Capital Company, Llc 8 Admiral Drive, Suite 324 Emeryville CA 94608 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-06 | 44,174 | $16.33 | 3,674,379 | No | 4 | P | Indirect | Held by Alafi Capital Company, LLC |
| Common Stock | Acquisiton | 2016-12-07 | 20,826 | $16.14 | 3,695,205 | No | 4 | P | Indirect | Held by Alafi Capital Company, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held by Alafi Capital Company, LLC |
| No | 4 | P | Indirect | Held by Alafi Capital Company, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 730,529 | Direct | |
| Common Stock | 503,753 | Indirect | Held as Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.28 to $16.50 per share, inclusive.
- Dr. Alafi is a managing partner of Alafi Capital Company, LLC and may be deemed to beneficially own the shares held by Alafi Capital Company, LLC. Dr. Alafi disclaims beneficial ownership of the securities held by Alafi Capital Company, LLC except to the extent of his pecuniary interest therein.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.91 to $16.37 per share, inclusive.
- Dr. Alafi is the Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
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