Filing Details

Accession Number:
0000091142-16-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-07 15:15:45
Reporting Period:
2016-12-05
Filing Date:
2016-12-07
Accepted Time:
2016-12-07 15:15:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236636 J John Kita A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-07 70 $0.00 47,597 No 4 G Direct
Common Stock Disposition 2016-08-18 110 $0.00 47,487 No 4 G Direct
Common Stock Disposition 2016-12-02 105 $0.00 94,869 No 4 G Direct
Common Stock Disposition 2016-12-05 20,000 $49.74 74,869 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 G Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Employee Right to Buy) $0.00 0 128,330 Direct
Common Stock Restricted Stock Units $0.00 0 26,660 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 128,330 Direct
0 26,660 Direct
Footnotes
  1. Gift
  2. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 47,487 additional shares of Common Stock.
  3. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 64,165 additional Employee Stock Options.
  4. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 13,330 additional Restricted Stock Units.