Filing Details
- Accession Number:
- 0000091142-16-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 15:15:45
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 15:15:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236636 | J John Kita | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-07 | 70 | $0.00 | 47,597 | No | 4 | G | Direct | |
Common Stock | Disposition | 2016-08-18 | 110 | $0.00 | 47,487 | No | 4 | G | Direct | |
Common Stock | Disposition | 2016-12-02 | 105 | $0.00 | 94,869 | No | 4 | G | Direct | |
Common Stock | Disposition | 2016-12-05 | 20,000 | $49.74 | 74,869 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Employee Right to Buy) | $0.00 | 0 | 128,330 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 0 | 26,660 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 128,330 | Direct | |
0 | 26,660 | Direct |
Footnotes
- Gift
- On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 47,487 additional shares of Common Stock.
- On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 64,165 additional Employee Stock Options.
- On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 13,330 additional Restricted Stock Units.