Filing Details

Accession Number:
0000091142-16-000121
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-07 15:12:23
Reporting Period:
2016-12-06
Filing Date:
2016-12-07
Accepted Time:
2016-12-07 15:12:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310176 A Mark Petrarca A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice Pres. - H.r. & P.a No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-06 10,000 $49.73 78,898 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options (Right to Buy) $0.00 0 70,810 Direct
Common Stock Restricted Stock Units $0.00 0 14,690 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 70,810 Direct
0 14,690 Direct
Footnotes
  1. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 44,449 additional shares of Common Stock.
  2. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 35,405 additional Employee Stock Options.
  3. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 7,345 additional Restricted Stock Units.