Filing Details
- Accession Number:
- 0000091142-16-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 15:12:23
- Reporting Period:
- 2016-12-06
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 15:12:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310176 | A Mark Petrarca | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior Vice Pres. - H.r. & P.a | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-06 | 10,000 | $49.73 | 78,898 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | $0.00 | 0 | 70,810 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 0 | 14,690 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 70,810 | Direct | |
0 | 14,690 | Direct |
Footnotes
- On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 44,449 additional shares of Common Stock.
- On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 35,405 additional Employee Stock Options.
- On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 7,345 additional Restricted Stock Units.