Filing Details
- Accession Number:
- 0001179110-16-032506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 08:13:41
- Reporting Period:
- 2016-12-06
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 08:13:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551949 | Guggenheim Credit Allocation Fund | GGM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 227 W. Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-06 | 620 | $21.26 | 8,001 | No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |