Filing Details
- Accession Number:
- 0001481366-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 19:53:03
- Reporting Period:
- 2016-12-02
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 19:53:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316644 | Aerogrow International Inc. | AERO | Retail-Building Materials, Hardware, Garden Supply (5200) | 460510685 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481366 | K John Thompson | 6075 Longbow Dr. Suite 200 Boulder CO 80301 | Evp Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-02 | 46,000 | $2.20 | 46,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-02 | 8,420 | $4.18 | 37,580 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-05 | 15,146 | $3.85 | 22,434 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-05 | 22,434 | $3.53 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-06 | 39,049 | $1.01 | 39,049 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-06 | 10,951 | $1.55 | 50,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2016-12-02 | 46,000 | $0.00 | 46,000 | $2.20 |
| Common Stock | Common Stock | Disposition | 2016-12-06 | 39,049 | $0.00 | 39,049 | $1.01 |
| Common Stock | Common Stock | Disposition | 2016-12-06 | 10,951 | $0.00 | 10,951 | $1.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-09 | 2018-10-09 | No | 4 | M | Direct |
| 0 | 2013-05-08 | 2018-02-08 | No | 4 | M | Direct |
| 29,730 | 2015-11-20 | 2020-08-20 | No | 4 | M | Direct |
Billionaire Hedge Funds
