Filing Details
- Accession Number:
- 0001628280-16-021839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 19:20:36
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 19:20:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
811596 | Kaiser Aluminum Corp | KALU | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 943030279 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227284 | John Barneson | C/O Kaiser Aluminum Corp. 27422 Portola Parkway Suite 200 Foothill Ranch CA 92610 | Sr. Vp - Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Employee Stock Options (Right To Buy) | Acquisiton | 2016-12-05 | 2,334 | $80.01 | 11,367 | No | 4 | M | Direct | |
Employee Stock Options (Right To Buy) | Disposition | 2016-12-05 | 2,334 | $84.57 | 9,033 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2016-12-05 | 2,334 | $0.00 | 2,334 | $80.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 49,611 | Indirect | By Barneson Family Trust |
Footnotes
- The acquisition of 3,368 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported
- Stock option award granted on April 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.