Filing Details
- Accession Number:
- 0001127602-16-069323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 17:31:46
- Reporting Period:
- 2016-12-04
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 17:31:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1452698 | Craig Robert Owen | 10000 Energy Drive Spring TX 77389 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-04 | 4,584 | $11.67 | 101,649 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-12-05 | 919 | $12.29 | 100,730 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-12-06 | 1,095 | $12.29 | 99,635 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-12-06 | 37,500 | $7.74 | 137,135 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-06 | 37,500 | $12.22 | 99,635 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-06 | 37,500 | $0.00 | 37,500 | $7.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 112,370 | 2016-12-04 | 2022-12-04 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $12.205 to $12.23. The price reported above in Column 4 reflects the average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.
Billionaire Hedge Funds
