Filing Details
- Accession Number:
- 0001209191-16-153680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 16:37:45
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 16:37:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303652 | Tableau Software Inc | DATA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277631 | Forest Baskett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-12-05 | 10,833 | $0.00 | 10,833 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2016-12-05 | 10,833 | $45.66 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-11-11 | 23,178 | $0.00 | 0 | No | 5 | G | Indirect | See Note 4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | See Note 4 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 10,833 | $0.00 | 10,833 | $14.98 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2016-12-05 | 10,833 | $0.00 | 10,833 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2016-12-05 | 10,833 | $0.00 | 10,833 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,500 | 2023-03-14 | No | 4 | M | Direct | |
10,833 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 982,096 | 982,096 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
982,096 | 982,096 | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.47 to $45.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- Baskett Family Trust u/a dtd 10/12/10 (the "Baskett Trust") made a gift of shares to a donor-advised charitable gift fund.
- The Reporting Person is the trustee of the Baskett Trust, which is the direct beneficial owner of the shares of Class A Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by the Baskett Trust in which the Reporting Person has no pecuniary interest.
- The option vests and becomes exercisable in equal monthly installments over the 48 months following the vesting start date.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- Not applicable.
- The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion the Shares held by NEA 11 in which the Reporting Person has no pecuniary interest.