Filing Details
- Accession Number:
- 0001209191-16-153678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 16:32:54
- Reporting Period:
- 2016-12-02
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 16:32:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1420800 | Colfax Corp | CFX | Pumps & Pumping Equipment (3561) | 541887631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528588 | Stephen Wittig | 420 National Business Parkway 5Th Floor Annapolis Junction MD 20701 | Svp - Cbs & Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2016-12-02 | 22,428 | $25.08 | 30,472 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2016-12-02 | 22,428 | $37.71 | 8,044 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Employee Stock Option (right to buy) | Disposition | 2016-12-02 | 22,428 | $0.00 | 22,428 | $25.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-08-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.001 | 1,636 | Indirect | By 401K Plan |
| Common Stock, Par Value $.001 | 1,000 | Indirect | By wife |
| Common Stock, Par Value $.001 | 8 | Indirect | By son |
| Common Stock, Par Value $.001 | 8 | Indirect | By son |
| Common Stock, Par Value $.001 | 8 | Indirect | By daughter |
Footnotes
- The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.64 to $37.76, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The option vested in three equal annual installments beginning on August 31, 2012.
Billionaire Hedge Funds
