Filing Details
- Accession Number:
- 0001246360-16-007318
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 16:14:16
- Reporting Period:
- 2016-12-04
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 16:14:16
- Original Submission Date:
- 2016-12-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388884 | Sujeet Chand | 1201 South Second Street Milwaukee WI 53204 | Sr Vp & Chief Tech. Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-04 | 260 | $0.00 | 39,555 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 592 | $135.95 | 38,963 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- Amended to include 2,200 shares that were omitted from the total amount beneficially owned as last reported for this person due to an administrative error.
- Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/4/2016.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $135.9475 to $135.965. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Billionaire Hedge Funds
