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Home > Insider Trading > Filing (0001144204-16-138093)

Filing Details

Accession Number:: 0001144204-16-138093
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-06 14:14:18
Reporting Period:: 2016-12-02

Filing Date:: 2016-12-06
Accepted Time:: 2016-12-06 14:14:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1578620	Alcentra Capital Corp	ABDC	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604612	J Paul Echausse	C/O Alcentra Capital Corp., 200 Park Ave 7Th Fl New York NY 10166	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-02	1,800	$11.49	68,946	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00	2018-02-28	2018-02-28	4,332	4,332	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-02-28	4,332	4,332	Direct

Footnotes

Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.