Filing Details
- Accession Number:
- 0000927089-16-001046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 10:43:55
- Reporting Period:
- 2016-12-02
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 10:43:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403487 | J Robert Phillips | C/O Quaint Oak Bancorp, Inc. 607 Lakeside Drive Southampton PA 18966 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-02 | 2 | $11.75 | 658 | No | 4 | S | Indirect | By Spouse in IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse in IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,946 | Direct | |
Common Stock | 1,456 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $5.00 | 2013-05-14 | 2018-05-14 | 30,044 | 30,044 | Direct |
Common Stock | Stock Option (Right to Buy) | $8.10 | 2023-05-08 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-14 | 30,044 | 30,044 | Direct |
2023-05-08 | 10,000 | 10,000 | Direct |
Footnotes
- Disposition of shares to satisfy required minimum distribution from individual retirement account of the reporting person's spouse.
- Includes 1,200 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 3,000 shares (adjusted to reflect the 2-for-1 stock split) that commenced vesting at a rate of 20% per year on May 8, 2014 and 36,546 shares held jointly with the reporting person's spouse.
- The options vested 20% per year in five equal annual installments beginning on May 14, 2009.
- The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.