Filing Details
- Accession Number:
- 0001415889-16-007548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 06:00:20
- Reporting Period:
- 2016-12-01
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 06:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1076682 | Majesco Entertainment Co | COOL | Services-Prepackaged Software (7372) | 061529524 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553316 | John Stetson | 4041-T Hadley Road S. Plainfield NJ 07080 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-12-01 | 175,000 | $0.00 | 320,801 | No | 4 | A | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-12-02 | 11,621 | $0.00 | 332,422 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-12-02 | 5,555 | $0.00 | 19,444 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-12-02 | 5,555 | $0.00 | 19,444 | No | 4 | P | Indirect | See footnote |
Series A Convertible Preferred Stock | Disposition | 2016-12-02 | 11,621 | $0.00 | 0 | No | 4 | C | Direct | |
Series D Convertible Preferred Stock | Disposition | 2016-12-02 | 556 | $0.00 | 0 | No | 4 | C | Indirect | See footnote |
Series D Convertible Preferred Stock | Disposition | 2016-12-02 | 556 | $0.00 | 0 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Footnotes
- Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval.
- Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 50,000 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 8,301 shares of the Issuer's common stock.
- On December 2, 2016, the Reporting Person converted 11,621 shares of the Issuer's Series A Convertible Preferred Stock at a conversion rate of one share of common stock for one share of Series A Convertible Preferred Stock.
- On December 2, 2016, Stetson Capital Investments, Inc. converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the President of Stetson Capital Investments, Inc. and in such capacity has voting and dispositive control over the securities held by such entity.
- On December 2, 2016, Stetson Capital Investments, Inc. Retirement Plan converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the Trustee of Stetson Capital Investments, Inc. Retirement Plan and in such capacity has voting and dispositive control over the securities held by such entity.