Filing Details
- Accession Number:
- 0001495479-16-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-05 21:41:43
- Reporting Period:
- 2016-12-01
- Filing Date:
- 2016-12-05
- Accepted Time:
- 2016-12-05 21:41:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1495479 | Bravo Brio Restaurant Group Inc. | BBRG | Retail-Eating Places (5812) | 341566328 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1502299 | Iii F Alton Doody | C/O Bravo Brio Restaurant Group, Inc. 777 Goodale Blvd, Suite 100 Columbus OH 43212 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value Per Share | Acquisiton | 2016-12-01 | 29,690 | $1.45 | 680,804 | No | 4 | M | Direct | |
Common Shares, No Par Value Per Share | Disposition | 2016-12-01 | 29,690 | $4.08 | 651,114 | No | 4 | S | Direct | |
Common Shares, No Par Value Per Share | Acquisiton | 2016-12-02 | 13,505 | $1.45 | 664,619 | No | 4 | M | Direct | |
Common Shares, No Par Value Per Share | Disposition | 2016-12-02 | 13,505 | $3.90 | 651,114 | No | 4 | S | Direct | |
Common Shares, No Par Value Per Share | Acquisiton | 2016-12-05 | 47,235 | $1.45 | 698,349 | No | 4 | M | Direct | |
Common Shares, No Par Value Per Share | Disposition | 2016-12-05 | 17,834 | $3.77 | 680,515 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, No Par Value Per Share | Stock Option (right to buy) | Disposition | 2016-12-01 | 29,690 | $0.00 | 29,690 | $1.45 |
Common Shares, No Par Value Per Share | Stock Option (right to buy) | Disposition | 2016-12-02 | 13,505 | $0.00 | 13,505 | $1.45 |
Common Shares, No Par Value Per Share | Stock Option (right to buy) | Disposition | 2016-12-05 | 47,235 | $0.00 | 47,235 | $1.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,740 | 2010-10-26 | 2016-12-20 | No | 4 | M | Direct |
47,235 | 2010-10-26 | 2016-12-20 | No | 4 | M | Direct |
0 | 2010-10-26 | 2016-12-20 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents shares sold to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.15, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.85 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.