Filing Details

Accession Number:
0000919574-16-017038
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-05 18:56:50
Reporting Period:
2016-12-01
Filing Date:
2016-12-05
Accepted Time:
2016-12-05 18:56:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566827 G2 Investment Partners Qp Lp One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1593404 G2 Investment Partners Management Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1608447 Josh Goldberg One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
1651515 G2 Investment Partners Gp Llc One Rockefeller Plaza, 23Rd Floor
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-01 83,182 $5.90 1,590,498 No 4 P Direct
Common Stock Acquisiton 2016-12-01 98,568 $5.90 1,859,868 No 4 P Indirect See Footnote
Common Stock Disposition 2016-12-01 13,704 $6.30 1,576,793 No 4 S Direct
Common Stock Disposition 2016-12-01 16,239 $6.30 1,843,629 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-12-01 31,971 $5.95 1,608,765 No 4 P Direct
Common Stock Acquisiton 2016-12-01 37,885 $5.95 1,881,514 No 4 P Indirect See Footnote
Common Stock Disposition 2016-12-01 20,912 $6.00 1,587,853 No 4 S Direct
Common Stock Disposition 2016-12-01 20,912 $6.00 1,881,514 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
Footnotes
  1. These securities are directly owned by G2 Investment Partners QP LP (a "Reporting Person").
  2. These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (each a "Reporting Person" and together with G2 Investment Partners QP LP, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
  3. The reported price is the weighted average purchase price for purchases on December 1, 2016 by the Reporting Person. The actual prices of such purchases ranged from $5.75 to $6.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. The reported price is the weighted average purchase price for purchases on December 1, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $5.75 to $6.10 The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. The reported price is the weighted average sale price for sales on December 1, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.30 to $6.75. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The reported price is the weighted average sale price for sales on December 1, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.30 to $6.75. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. The reported price is the weighted average purchase price for purchases on December 1, 2016 by the Reporting Person. The actual prices of such purchases ranged from $5.85 to $6.00 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  8. The reported price is the weighted average purchase price for purchases on December 1, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $5.85 to $6.00 The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  9. This transaction reflects the sale of securities by G2 Investment Partners QP LP to another private investment fund managed by G2 Investment Partners Management that is not a Reporting Person. This transaction did not affect the beneficial ownership of (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, or (iii) Josh Goldberg.