Filing Details
- Accession Number:
- 0001127602-16-069181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-05 17:51:42
- Reporting Period:
- 2016-10-07
- Filing Date:
- 2016-12-05
- Accepted Time:
- 2016-12-05 17:51:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257284 | Halsey R Wise | 135 Ponte Vedra Blvd. Ponte Vedra Beach FL 32082 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-07 | 32 | $0.00 | 32 | No | 5 | W | Indirect | By trust |
Common Stock | Disposition | 2016-12-02 | 32 | $52.12 | 0 | No | 4 | S | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | W | Indirect | By trust |
No | 4 | S | Indirect | By trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,303 | Direct |
Footnotes
- The reporting person is a trustee of a charitable remainder unitrust. The reporting person and members of his immediate family will receive an annuity from the trust for 15 years. They are not beneficiaries of the remainder. Assets formerly held in an individual retirement account of the reporting person's deceased father were distributed to the trust on October 7, 2016. The reporting person reports beneficial ownership of all of the Aspen Technology, Inc. common stock held by the trust, but disclaims beneficial ownership of such common stock except to the extent of his pecuniary interest therein.