Filing Details

Accession Number:
0001415889-16-007522
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-05 17:30:55
Reporting Period:
2016-10-30
Filing Date:
2016-12-05
Accepted Time:
2016-12-05 17:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1404943 Metastat Inc. MTST.OB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111620 J Richard Berman 27 Drydock Avenue
Suite 29
Boston MA 02210
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-30 28,367 $2.00 32,696 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2016-10-30 10 $2.00 28,367 $2.00
Common Stock Warrants Disposition 2016-10-30 4,546 $0.00 4,546 $10.50
Common Stock Warrants Acquisiton 2016-10-30 14,184 $0.00 14,184 $3.00
Common Stock Stock Options Disposition 2016-11-30 100,000 $0.00 100,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-27 No 4 J Direct
0 2015-03-27 2020-03-30 No 4 J Direct
14,171 2016-10-30 2021-10-29 No 4 P Direct
0 2016-07-07 2026-07-07 No 4 J Direct
Footnotes
  1. Effective October 30, 2016 Mr. Berman exchanged 10.0460 shares of Series B Preferred Stock plus accrued and unpaid dividends of 1,480.78 and 4,546 common stock purchase warrants with an exercise price of $10.50 per share into 28,367 shares of common stock and 14,184 common stock purchase warrants with an exercise price of $3.00 per share.
  2. The Series B Preferred Stock does not expire.
  3. Effective November 30, 2016, Mr. Berman and the Issuer cancelled 100,000 stock options with a strike price of $2.00 per share that were originally granted on July 7, 2016. 33,334 of these options had vested and 66,666 were unvested.