Filing Details
- Accession Number:
- 0001415889-16-007522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-05 17:30:55
- Reporting Period:
- 2016-10-30
- Filing Date:
- 2016-12-05
- Accepted Time:
- 2016-12-05 17:30:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1404943 | Metastat Inc. | MTST.OB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1111620 | J Richard Berman | 27 Drydock Avenue Suite 29 Boston MA 02210 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-30 | 28,367 | $2.00 | 32,696 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2016-10-30 | 10 | $2.00 | 28,367 | $2.00 |
Common Stock | Warrants | Disposition | 2016-10-30 | 4,546 | $0.00 | 4,546 | $10.50 |
Common Stock | Warrants | Acquisiton | 2016-10-30 | 14,184 | $0.00 | 14,184 | $3.00 |
Common Stock | Stock Options | Disposition | 2016-11-30 | 100,000 | $0.00 | 100,000 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-27 | No | 4 | J | Direct | |
0 | 2015-03-27 | 2020-03-30 | No | 4 | J | Direct |
14,171 | 2016-10-30 | 2021-10-29 | No | 4 | P | Direct |
0 | 2016-07-07 | 2026-07-07 | No | 4 | J | Direct |
Footnotes
- Effective October 30, 2016 Mr. Berman exchanged 10.0460 shares of Series B Preferred Stock plus accrued and unpaid dividends of 1,480.78 and 4,546 common stock purchase warrants with an exercise price of $10.50 per share into 28,367 shares of common stock and 14,184 common stock purchase warrants with an exercise price of $3.00 per share.
- The Series B Preferred Stock does not expire.
- Effective November 30, 2016, Mr. Berman and the Issuer cancelled 100,000 stock options with a strike price of $2.00 per share that were originally granted on July 7, 2016. 33,334 of these options had vested and 66,666 were unvested.