Filing Details
- Accession Number:
- 0001415889-16-007519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-05 17:16:41
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-05
- Accepted Time:
- 2016-12-05 17:16:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1614806 | Great Ajax Corp. | AJX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033026 | Lawrence Mendelsohn | 9400 Sw Beaverton-Hillsdale Hwy Suite 131 Beaverton OR 97005 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-12-05 | 8,000 | $12.64 | 47,452 | No | 4 | P | Indirect | By Aspen Uranus LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Aspen Uranus LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 70 | Indirect | By wife |
Common Stock, Par Value $0.01 Per Share | 70 | Indirect | By daughter |
Common Stock, Par Value $0.01 Per Share | 70 | Indirect | By son |
Common Stock, Par Value $0.01 Per Share | 274,667 | Indirect | By Gregory Funding LLC |
Common Stock, Par Value $0.01 Per Share | 509,370 | Indirect | By Aspen Yo LLC |
Common Stock, Par Value $0.01 Per Share | 7,018 | Indirect | By Flanders Street Capital Partners I., L.P. |
Common Stock, Par Value $0.01 Per Share | 234,603 | Indirect | By Thetis Asset Management LLC |
Common Stock, Par Value $0.01 Per Share | 2,070 | Direct | |
Common Stock, Par Value $0.01 Per Share | 5,923 | Indirect | By Mendelsohn Family Limited Partnership |
Common Stock, Par Value $0.01 Per Share | 70 | Indirect | By daughter |
Footnotes
- This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.64 to $12.6454 inclusive. The reporting person undertakes to provide Great Ajax Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
- Includes 274,667 shares held by Gregory Funding LLC and 234,603 shares held by Thetis Asset Management LLC reported herein.
- Flanders Street Capital Partners I., L.P. is managed by Flanders Street Capital Management which is wholly owned by Mr. Mendelsohn. Mr. Mendelsohn and his wife are general partners or agents of certain members of Flanders Street Capital Partners I., L.P.
- Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.