Filing Details
- Accession Number:
- 0000720672-16-000187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-05 16:30:52
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-05
- Accepted Time:
- 2016-12-05 16:30:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180238 | M James Oates | 534 Lake Shore Road P.o. Box 250 Elkins NH 03233 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-05 | 5,000 | $50.42 | 28,004 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-05 | 2,000 | $0.00 | 26,004 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 573 | Indirect | by Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 32,965 | 32,965 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 32,965 | 32,965 | Direct |
Footnotes
- Units vest quarterly over a one year period.
- No expiration date for these Units.
Billionaire Hedge Funds
