Filing Details
- Accession Number:
- 0001209191-16-153188
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-02 21:04:02
- Reporting Period:
- 2016-11-22
- Filing Date:
- 2016-12-02
- Accepted Time:
- 2016-12-02 21:04:02
- Original Submission Date:
- 2016-11-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326110 | Nantkwest Inc. | NK | Biological Products, (No Disgnostic Substances) (2836) | 431979754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1424620 | C John Thomas | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-23 | 7,719 | $7.50 | 315,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This amendment is filed to include 719 shares sold by the reporting person on November 23, 2016. These 719 shares were incorrectly included in the amount of shares beneficially owned by the reporting person in a subsequent Form 4 filed November 29, 2016.