Filing Details
- Accession Number:
- 0001209191-16-153140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-02 18:10:23
- Reporting Period:
- 2016-12-01
- Filing Date:
- 2016-12-02
- Accepted Time:
- 2016-12-02 18:10:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216700 | Ronald Patrick Scanlon | 175 Lilac Lane Brea CA 92823 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-12-01 | 15 | $42.69 | 17,806 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2016-12-01 | 500 | $42.39 | 17,306 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- DER units credited on 12/1/2016 as dividend at FMV
Billionaire Hedge Funds
