Filing Details

Accession Number:
0001225208-16-042638
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-02 17:54:10
Reporting Period:
2016-11-30
Filing Date:
2016-12-02
Accepted Time:
2016-12-02 17:54:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
937941 Pcm Inc. PCMI Retail-Catalog & Mail-Order Houses (5961) 954518700
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403585 H Brandon Laverne 1940 East Mariposa Avenue
El Segundo CA 90245
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2016-11-30 11,450 $4.66 19,514 No 4 M Direct
Common Disposition 2016-11-30 11,450 $20.51 8,064 No 4 S Direct
Common Acquisiton 2016-12-01 5,000 $5.55 13,064 No 4 M Direct
Common Acquisiton 2016-12-01 2,860 $7.99 15,924 No 4 M Direct
Common Acquisiton 2016-12-01 1,050 $4.66 16,974 No 4 M Direct
Common Disposition 2016-12-01 8,910 $20.50 8,064 No 4 S Direct
Common Acquisiton 2016-12-02 9,640 $7.99 17,704 No 4 M Direct
Common Acquisiton 2016-12-02 9,375 $8.00 27,079 No 4 M Direct
Common Acquisiton 2016-12-02 7,500 $8.92 34,579 No 4 M Direct
Common Disposition 2016-12-02 26,515 $20.59 8,064 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2016-11-30 11,450 $0.00 11,450 $4.66
Common Stock Option (Right to Buy) Disposition 2016-12-01 1,050 $0.00 1,050 $4.66
Common Stock Option (Right to Buy) Disposition 2016-12-01 5,000 $0.00 5,000 $5.55
Common Stock Option (Right to Buy) Disposition 2016-12-01 2,860 $0.00 2,860 $7.99
Common Stock Option (Right to Buy) Disposition 2016-12-02 9,375 $0.00 9,375 $8.00
Common Stock Option (Right to Buy) Disposition 2016-12-02 7,500 $0.00 7,500 $8.92
Common Stock Option (Right to Buy) Disposition 2016-12-02 9,640 $0.00 9,640 $7.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,050 2020-02-26 No 4 M Direct
0 2020-02-26 No 4 M Direct
15,000 2019-08-10 No 4 M Direct
9,640 2019-08-21 No 4 M Direct
15,625 2021-06-10 No 4 M Direct
10,000 2018-07-31 No 4 M Direct
0 2019-08-21 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.50 to $20.55. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.50 to $20.775. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
  3. This option is exercisable in quarterly installments over a 5 year period.
  4. This option is exercisable in quarterly installments over a 4 year period.